SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person* Borzi James W (Last) (First) (Middle) C/O BECTON, DICKINSON AND COMPANY 1 BECTON DRIVE (Street) FRANKLIN LAKES NJ 07417 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 10/01/2017	3. Issuer Name and Ticker or Trading Symbol BECTON DICKINSON & CO [ BDX ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) EVP & Chief Supply Chain Offcr	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,404(1)	D
Common Stock	112	I	401(k) Trust(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Rights to Common Stock under Deferred Compensation Plan	(3)	(3)	Common Stock	287	(4)	D
Stock Appreciation Rights	11/26/2014(5)	11/26/2023	Common Stock	1,508	108.89	D
Stock Appreciation Rights	11/25/2015(6)	11/25/2024	Common Stock	5,643	134.73	D
Stock Appreciation Rights	11/26/2016(7)	11/26/2025	Common Stock	8,074	150.12	D
Stock Appreciation Rights	11/26/2017(8)	11/26/2026	Common Stock	5,879	170.69	D

Explanation of Responses:

1. Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

2. Represents shares of common stock held under the Becton, Dickinson and Company 401(k) Plan (the "401(k) Plan"). The information presented for the 401(k) Plan is as of September 29, 2017.

3. The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person.

4. The securities convert to common stock on a one-for-one basis.

5. The stock appreciation rights vest in four annual installments beginning November 26, 2014.

6. The stock appreciation rights vest in four annual installments beginning November 25, 2015.

7. The stock appreciation rights vest in four annual installments beginning November 26, 2016.

8. The stock appreciation rights vest in four annual installments beginning November 26, 2017.

Remarks:

	Richard Stout, by power of attorney for James W Borzi	10/03/2017
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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