April 3, 2020 - Banerjee Ranjeet - 3: Initial statement of beneficial ownership of securities

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Banerjee Ranjeet

(Last)

(First)

(Middle)

C/O BECTON, DICKINSON AND COMPANY

1 BECTON DRIVE

(Street)

FRANKLIN LAKES

07417

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/30/2020

3. Issuer Name and Ticker or Trading Symbol
BECTON DICKINSON & CO [ BDX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
President, US Region & Canada

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,251⁽¹⁾	D
Common Stock	241	I	401(k) Trust

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Rights to Common Stock under Deferred Compensation Plan	⁽²⁾	⁽²⁾	Common Stock	79	⁽³⁾	D
Stock Appreciation Rights	11/25/2015⁽⁴⁾	11/25/2024	Common Stock	10,021	134.73	D
Stock Appreciation Rights	11/26/2016⁽⁵⁾	11/26/2025	Common Stock	13,762	150.12	D
Stock Appreciation Rights	11/26/2017⁽⁶⁾	11/26/2026	Common Stock	9,977	170.69	D
Stock Appreciation Rights	11/26/2018⁽⁷⁾	11/26/2027	Common Stock	9,596	226.28	D
Stock Appreciation Rights	11/26/2019⁽⁸⁾	11/26/2028	Common Stock	7,381	242.1	D
Stock Appreciation Rights	11/26/2020⁽⁹⁾	11/26/2029	Common Stock	8,586	255.22	D

Explanation of Responses:

1. Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

2. The securities are generally distributed upon termination, or following retirement on the date or dates specified by the reporting person.

3. The securities convert to common stock on a one-for-one basis.

4. The stock appreciation rights vest in four annual installments beginning November 25, 2015.

5. The stock appreciation rights vest in four annual installments beginning November 26, 2016.

6. The stock appreciation rights vest in four annual installments beginning November 26, 2017.

7. The stock appreciation rights vest in four annual installments beginning November 26, 2018.

8. The stock appreciation rights vest in four annual installments beginning November 26, 2019.

9. The stock appreciation rights vest in four annual installments beginning November 26, 2020.

Remarks:

	Richard Stout, by power of attorney for Ranjeet Banerjee	04/03/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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