January 8, 2021 - Hickey David - 3: Initial statement of beneficial ownership of securities

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Hickey David

(Last)

(First)

(Middle)

C/O BECTON, DICKINSON AND COMPANY

1 BECTON DRIVE

(Street)

FRANKLIN LAKES

07417

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2021

3. Issuer Name and Ticker or Trading Symbol
BECTON DICKINSON & CO [ BDX ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP & President, Life Sciences

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	4,354⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Rights to Common Stock Under BD Deferred Compensation Plan	⁽²⁾	⁽²⁾	Common Stock	3,816	0	D
Stock Appreciation Rights	11/26/2021⁽³⁾	11/26/2030	Common Stock	3,141	227.47	D
Stock Appreciation Rights	11/26/2021⁽⁴⁾	11/26/2030	Common Stock	9,273	227.47	D
Stock Appreciation Rights	11/26/2020⁽⁵⁾	11/26/2029	Common Stock	7,261	255.22	D
Stock Appreciation Rights	11/26/2019⁽⁶⁾	11/26/2028	Common Stock	7,381	242.1	D
Stock Appreciation Rights	11/26/2018⁽⁷⁾	11/26/2027	Common Stock	8,911	226.28	D
Stock Appreciation Rights	11/26/2017⁽⁸⁾	11/26/2026	Common Stock	5,939	170.69	D
Stock Appreciation Rights	11/26/2016⁽⁹⁾	11/26/2025	Common Stock	5,854	150.12	D
Stock Appreciation Rights	11/25/2015⁽¹⁰⁾	11/25/2024	Common Stock	3,820	134.73	D

Explanation of Responses:

1. Includes restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan.

2. The securities are distributed following termination of the reporting person's servicer, or on the date or dates specified by the reporting person.

3. The stock appreciation rights vest in three annual installments beginning November 26, 2021.

4. The stock appreciation rights vest in four annual installments beginning November 26, 2021.

5. The stock appreciation rights vest in four annual installments beginning November 26, 2020.

6. The stock appreciation rights vest in four annual installments beginning November 26, 2019.

7. The stock appreciation rights vest in four annual installments beginning November 26, 2018.

8. The stock appreciation rights vest in four annual installments beginning November 26, 2017.

9. The stock appreciation rights vest in four annual installments beginning November 26, 2016.

10. The stock appreciation rights vest in four annual installments beginning November 25, 2015.

Remarks:

	Richard Stout, by power of attorney for David Hickey	01/08/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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