Form: 8-K

Current report filing

January 30, 2013

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported) January 28, 2013

 

 

BECTON, DICKINSON AND COMPANY

(Exact Name of Registrant as Specified in Its Charter)

 

 

New Jersey

(State or Other Jurisdiction of Incorporation)

 

001-4802   22-0760120
(Commission File Number)   (IRS Employer Identification No.)
1 Becton Drive, Franklin Lakes, New Jersey   07417-1880
(Address of Principal Executive Offices)   (Zip Code)

(201) 847-6800

(Registrant’s Telephone Number, Including Area Code)

N/A

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K Filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On January 28, 2013, Catherine M. Burzik was elected to the Board of Directors of Becton, Dickinson and Company (“BD”), and was appointed a member of each of the Audit Committee and the Science, Investment and Technology Committee of the Board. Information regarding the compensation of the non-management members of BD’s Board of Directors is included under the caption “Non-Management Directors’ Compensation” in BD’s proxy statement relating to its 2013 Annual Meeting of Shareholders (the “Proxy Statement”).

At BD’s 2013 Annual Meeting of Shareholders held on January 29, 2013, BD’s shareholders approved amendments to BD’s 2004 Employee and Director Equity-Based Incentive Plan (the “Plan”) to i) increase the number of shares available for awards under the Plan by 7,000,000 shares, and ii) extend the term of the Plan to January 29, 2023. A description of the terms of the Plan as so amended is contained under the caption “Proposal 5. Amendments to the 2004 Employee and Director Equity-Based Compensation Plan” in the Proxy Statement. A copy of the Plan, as so amended, is attached hereto as Exhibit 10.

Item 5.07. Submission of Matters to a Vote of Security Holders.

The 2013 Annual Meeting of Shareholders (“Annual Meeting”) of Becton, Dickinson and Company (“BD”) was held on January 29, 2013. The final results for each of the matters submitted to a vote of shareholders at the Annual Meeting are as follows:

Item No. 1: All of the Board of Directors’ nominees for director were elected to serve for a term of one year and until their respective successors are elected and qualified, by the votes set forth in the table below:

 

Nominee

         For              Against          Abstain        Broker
Non-Votes
 

Basil L. Anderson

     137,070,607         2,833,320         354,570         21,441,705   

Henry P. Becton, Jr.

     138,187,042         1,813,738         257,682         21,441,705   

Catherine M. Burzik

     139,392,944         538,478         327,040         21,441,705   

Edward F. DeGraan

     137,235,129         2,657,866         365,467         21,441,705   

Vincent A. Forlenza

     135,223,237         3,866,599         1,165,687         21,441,705   

Claire M. Fraser-Liggett

     139,048,477         892,291         317,657         21,441,705   

Christopher Jones

     139,329,496         570,534         358,467         21,441,705   

Marshall O. Larsen

     137,044,258         2,873,963         340,276         21,441,705   

Adel A.F. Mahmoud

     138,996,990         927,004         334,503         21,441,705   

Gary A. Mecklenburg

     139,261,687         671,746         325,064         21,441,705   

James F. Orr

     136,947,599         2,977,002         333,896         21,441,705   

Willard J. Overlock, Jr.

     136,842,117         3,075,353         341,027         21,441,705   

Rebecca W. Rimel

     139,062,268         877,171         319,058         21,441,705   

Bertram L. Scott

     136,968,902         2,969,875         319,685         21,441,705   

Alfred Sommer

     138,982,740         984,415         291,342         21,441,705   

Item No. 2: The appointment of Ernst & Young as the BD’s independent registered public accounting firm for fiscal year 2013 was ratified by the shareholders by the votes set forth in the table below:

 

For

 

Against

 

Abstain

160,367,971   990,625   341,606

Item No. 3: The shareholders approved, on an advisory, non-binding basis, the compensation of BD’s named executive officers by the votes set forth in the table below:

 

For

 

Against

 

Abstain

 

Broker

Non-Votes

131,122,755   7,474,108   1,661,634   21,441,705

Item No. 4: The shareholders approved an amendment to BD’s Restated Certificate of Incorporation by the votes set forth in the table below:

 

For

 

Against

 

Abstain

 

Broker

Non-Votes

135,572,989   4,193,848   491,660   21,441,705

Item No. 5: The shareholders approved amendments to BD’s 2004 Employee and Director Equity-Based Incentive Plan by the votes set forth in the table below:

 

For

 

Against

 

Abstain

 

Broker

Non-Votes

123,086,818   16,189,241   982,438   21,441,705

Item 9.01 Financial Statements and Exhibits.

Exhibit 10 - 2004 Employee and Director Equity-Based Incentive Plan, as amended as of January 29, 2013.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BECTON, DICKINSON AND COMPANY

(Registrant)

By:  

/s/ Gary DeFazio

  Gary DeFazio
  Vice President and Corporate Secretary

Date: January 30, 2013